Tag Archives: Merrill Lynch

Merrill Lynch Sale of GM Notes Results in $1.9M Fine Over Unfair Pricing

December 17, 2014 By: Irvin Jackson

Merrill Lynch faces $2.5 million in fines and restitution for buying GM notes from customers at below fair prices.
Merrill Lynch Trading Overcharges Results in $1.3M in Fines, Restitution

April 25, 2013 By: Irvin Jackson

Merrill Lynch has been fined $1.05 million by a regulatory agency for overcharging customers on nonconvertible preferred securities, and the brokerage firm has been ordered to pay more than $323,000…
Merrill Lynch Deferred Compensation Lawsuits Likely to Follow $10M Award

June 20, 2012 By: Irvin Jackson

After an arbitration panel awarded more than $10 million to two former Merrill Lynch brokers in a deferred compensation lawsuit, the brokerage firm may face hundreds, or even thousands, of…

Philips CPAP Lawsuit Filing Deadlines May Be Approaching in Some Claims (Posted 4 days ago)

Lawyers are working to register and file Philips CPAP lawsuits, as the manufacturer may argue the June 14 anniversary of a massive recall triggered the start of the statute of limitations in certain states

More Than 60,000 Camp Lejeune Water Poisoning Claims Submitted by Injured Veterans, Family Members: Report (Posted 8 days ago)

A new report indicates the U.S. Navy is struggling to process tens of thousands of Camp Lejeune water poisoning claims due to a lack of resources.

Motion Filed to Centralize Bard Implanted Port Lawsuits in Federal Court System (Posted 8 days ago)

A group of plaintiffs have filed a motion with the U.S. JPML seeking consolidation of all Bard implanted port lawsuits before one judge for pretrial proceedings.

Tag Archives: Merrill Lynch

Merrill Lynch Sale of GM Notes Results in $1.9M Fine Over Unfair Pricing

Merrill Lynch Trading Overcharges Results in $1.3M in Fines, Restitution

Merrill Lynch Deferred Compensation Lawsuits Likely to Follow $10M Award

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