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Tag Archives: Financial Advisor

Schwab Class Action Lawsuit Prohibition Approved by FINRA

In what may be a landmark decision, a panel of arbitrators through the Financial Industry Regulatory Authority (FINRA) has ruled that a ban on class action lawsuits against Charles Schwab, which was recently inserted into customer agreements, will be permitted to stand, even though it limits the options for customers who have a claim against the brokerage firm.…