Investor Arbitration Cases Down 14% So Far This Year: FINRA
FINRA reports a significant drop in investment arbitration claims this year, despite an increase throughout 2016.
Tag Archives: Puerto Rico Bonds
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UBS Hit with $18M FINRA Verdict Over Puerto Rico Municipal Bonds
UBS has been ordered to pay nearly $19 million to a couple who says the company's mismanagement of its Puerto Rico bond funds cost them millions in damages.
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UBS Puerto Rico Bond Fund Fraud Results in $33.5M Fine by FINRA, SEC
The SEC and FINRA have fined UBS $33.5 million over its handling of Puerto Rico bond funds.
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Puerto Rico Bond Fund Cases to Move Forward, as Arbitrators Found
FINRA has lifted its hold on Puerto Rico bond fund claims, saying it has hired enough arbitrators who are willing to go to Puerto Rico to arbitrate the cases.
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Puerto Rico Bond Arbitration Claims Overwhelming FINRA
FINRA has placed a stay on UBS Puerto Rico bond fund claims, saying it doesn't have enough arbitrators to handle the flood of cases.
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UBS Says Puerto Rico Bonds to be Downgraded to Junk
Expect junk status for Puerto Rico bonds within a month, UBS analysts warn, as the company is targeted by investors who claim they were defrauded by UBS Puerto Rico bonds.
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UBS Puerto Rico Bond Investor Losses in Billions: Report
UBS investor in Puerto Rico Bond funds may have lost $1.66 billion over the first three quarters of 2013, according to a new report.
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Arbitration Claims Filed Over UBS Puerto Rico Bond Funds
UBS faces arbitration claims alleging it mislead investors about the safety of Puerto Rico bond funds as the company launches a buyback program to address complaints.
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UBS Puerto Rico Bond Complaint Dismissed by SEC, As Losses Mount
An Administrative law judge has dismissed a complaint against UBS by the SEC over Puerto Rico Municipal Bond Funds.
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SEC Investigating Mutual Fund Losses from Puerto Rico Bonds
The SEC is investigating claims of financial fraud by a number of investment firms involving Puerto Rico bond funds.
