FINRA Charges Oppenheimer $921K For Overcharging Customers
Oppenheimer must pay $900K in fines and restitution for overcharging customers and failing to supervise its traders.
Oppenheimer must pay $900K in fines and restitution for overcharging customers and failing to supervise its traders.
The SEC is investigating claims of financial fraud by a number of investment firms involving Puerto Rico bond funds.
Oppenheimer & Co. has reached a settlement with New York Attorney General Andrew Cuomo to return $31 million in losses to investors who lost money on auction-rate securities.
OppenheimerFunds Inc. has agreed to pay $77 million to the state of Illinois to settle an ongoing investigation into the management of the state’s college savings fund.
OppenheimerFunds Inc. has reached a $20 million settlement with the state of Oregon, which accused the company of investment fraud over the management of a college investment plan that lost…
The State of Oregon has filed a $36.2 million lawsuit against OppenheimerFunds, Inc., seeking to recover losses caused by the collapse of the Oppenheimer Core Bond Fund.
A class action lawsuit has been brought on behalf of investors who purchased or held shares of the Oppenheimer Champion Income Fund between January 26, 2007 and December 9, 2008.…
Investors who have lost money as a result of investments in the Oppenheimer Champion Income Fund, may be entitled to recover damages as a result of fund managers failure to…