FINRA Charges Oppenheimer $921K For Overcharging Customers
Oppenheimer must pay $900K in fines and restitution for overcharging customers and failing to supervise its traders.
Tag Archives: Oppenheimer
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SEC Investigating Mutual Fund Losses from Puerto Rico Bonds
The SEC is investigating claims of financial fraud by a number of investment firms involving Puerto Rico bond funds.
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Oppenheimer Settles Lawsuit Over Auction Rate Securities with New York AG
Oppenheimer & Co. has reached a settlement with New York Attorney General Andrew Cuomo to return $31 million in losses to investors who lost money on auction-rate securities.
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OppenheimerFunds Settlement Results in $77M Payment to Illinois
OppenheimerFunds Inc. has agreed to pay $77 million to the state of Illinois to settle an ongoing investigation into the management of the state’s college savings fund.
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Oppenheimer Fund Lawsuit Settled for $20M
OppenheimerFunds Inc. has reached a $20 million settlement with the state of Oregon, which accused the company of investment fraud over the management of a college investment plan that lost…
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Oppenheimer Lawsuit Filed by Oregon Over Mutual Fund Losses
The State of Oregon has filed a $36.2 million lawsuit against OppenheimerFunds, Inc., seeking to recover losses caused by the collapse of the Oppenheimer Core Bond Fund.
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Oppenheimer Class Action Lawsuit Filed Over Champion Income Fund
A class action lawsuit has been brought on behalf of investors who purchased or held shares of the Oppenheimer Champion Income Fund between January 26, 2007 and December 9, 2008.…
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Oppenheimer Champion Income Fund Lawsuits
Investors who have lost money as a result of investments in the Oppenheimer Champion Income Fund, may be entitled to recover damages as a result of fund managers failure to…
